-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, Qpgrsuxc5QUP3ZTy7Ixowj9PfGJQBKHK2WsJMjGrO04R5RtETS7rmWVVDNhGO/yQ UWshukP4kIfIbim8cL6Jlg== 0000892303-95-000011.txt : 19950426 0000892303-95-000011.hdr.sgml : 19950426 ACCESSION NUMBER: 0000892303-95-000011 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950425 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000771790 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 610712014 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-36844 FILM NUMBER: 95531038 BUSINESS ADDRESS: STREET 1: 15415 SHELBYVILLE RD CITY: LOUISVILLE STATE: KY ZIP: 40245 BUSINESS PHONE: 5022452110 MAIL ADDRESS: STREET 1: 15415 SHELBYVILLE ROAD CITY: LOUISVILLE STATE: KY ZIP: 40245 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DGR FAMILY LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0000944438 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 15415 SHELBYVILLE ROAD CITY: LOUISVILLE STATE: KY ZIP: 40245 BUSINESS PHONE: 5022452110 SC 13D 1 DGR FAMILY LIMITED PARTNERSHIP SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ___) STEEL TECHNOLOGIES INC. (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 858147 10 1 (CUSIP Number) Bradford T. Ray 15415 Shelbyville Road Louisville, Kentucky 40245 (502) 245-2110 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 21, 1995 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ X ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class. See Rule 13d-7.) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP No. 858147 10 1 13D 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON D.G.R. Family Limited Partnership I.R.S. Identification Number: Applied For 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS OO 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION Kentucky NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7. SOLE VOTING POWER 1,054,665 8. SHARED VOTING POWER - 0 - 9. SOLE DISPOSITIVE POWER 1,054,665 10. SHARED DISPOSITIVE POWER - 0 - 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,054,665 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] Page 2 of 5 Pages CUSIP No. 858147 10 1 13D 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.7% 14. TYPE OF REPORTING PERSON PN Page 3 of 5 Pages ITEM 1. SECURITY AND ISSUER The title of the class of securities covered by this statement is Common Stock, no par value. The CUSIP Number of the Common Stock is 858147 10 1. The name of the issuer of the securities covered by this statement is Steel Technologies Inc. The issuer's principal executive offices are located at 15415 Shelbyville Road, Louisville, Kentucky 40245. ITEM 2. IDENTITY AND BACKGROUND The name of the person filing this statement is D.G.R. Family Limited Partnership, a Kentucky limited partnership (the "Partnership"). The principal business and office address of the Partnership is 15415 Shelbyville Road, Louisville, Kentucky 40245. The general partners of the Partnership are Bradford T. Ray, Stuart N. Ray, Heidi J. Gregg and Leslie A. Carroll. The principal business address of each of the general partners is 15415 Shelbyville Road, Louisville, Kentucky 40245. Bradford T. Ray is President and Chief Operating Officer, and Stuart N. Ray is Vice President, of Steel Technologies Inc. Heidi J. Gregg and Leslie A. Carroll are not employed outside of the home. Each of the general partners is a citizen of the United States. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION The securities were contributed to the Partnership by the partners as their initial capital contributions. ITEM 4. PURPOSE OF TRANSACTION The Partnership was formed at the request and direction of Dorothy Geraldine Ray (now deceased), to provide for the transfer of ownership to her children of shares of Steel Technologies common stock previously held in trust for Mrs. Ray's benefit. Merwin J. Ray, as trustee of the Dorothy Geraldine Ray trust, is a limited partner of the Partnership and contributed 1,046,665 shares of common stock previously owned by the trust as its initial capital contribution. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER The following table sets forth information concerning beneficial ownership of common stock of Steel Technologies Inc. by the Partnership and by each of the general partners of the Partnership. Except as otherwise indicated below, each of these persons has sole voting and investment power with regard to the shares beneficially owned by him or her. Page 4 of 5 Pages
Amount and Nature of Beneficial Ownership ---------------------------- Number of Percent of Name Shares Class ---- --------- ---------- D.G.R. Family Limited Partnership....... 1,054,665 8.7% Bradford T. Ray......................... 201,611 1.7% Stuart N. Ray........................... 131,276 1.1% Heidi J. Gregg.......................... 14,512 * Leslie A. Carroll....................... 162,947 1.3% _______________ * Less than 1% Includes 52,500 shares subject to outstanding options under the Steel Technologies Inc. Incentive Stock Option Plan which are presently exercisable. Includes 4,500 shares subject to outstanding options under the Steel Technologies Inc. Incentive Stock Option Plan which are presently exercisable. Includes 46,282 shares owned by Mrs. Carroll's husband, Michael J. Carroll, and 14,875 shares held by her minor children. Mr. and Mrs. Carroll share voting and investment power over the shares held by them and their children. Also includes 52,500 shares subject to outstanding options held by Mr. Carroll under the Steel Technologies Inc. Incentive Stock Option Plan which are presently exercisable. Michael J. Carroll is Executive Vice President of Steel Technologies Inc.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Not applicable ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 25, 1995 Bradford T. Ray ----------------------------------- Bradford T. Ray, General Partner Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----